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 Smoke Evacuation and Filtration 
Recommendations by National Organizations

T a b l e   o f    C o n t e n t s

bulletAmerican National Standards Institute "The Safe Use of Laser in Health Care Facilities
bulletAmerican National Standards Institute, "The Safe Use of Lasers in Health Care Facilities"
bulletOccupational Safety and Health Administration (OSHA) General Duty Clause
bulletAORN 1996 Recommended Practices for Electrosurgery
bulletAORN 1996 Recommended Practices for Laser Safety
bulletAORN Journal editorial March 1996 - "Don't be a Victim of Surgical Smoke"
bulletNational Institute for Occupational Safety and Health (NIOSH) Health Hazard Evaluation Report-1
bulletNational Institute of Occupational Safety and Health (NIOSH) Health Hazard Evaluation Report-2
bulletNational Institute for Occupational Safety and Health (NIOSH) Hazard Control Bulletin
bulletECRI Healthcare Product Comparison System Study of Surgical Smoke Evacuator Systems
bulletECRI Health Devices
bulletECRI Health Devices  ESU Smoke - Should It Be Evacuated?

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LASER and ESU
American National Standard Institute "The Safe Use of Laser in Health Care Facilities (ANSI Z136.3 - 1996, 7.3, pg 15) 

"Analysis of laser generated airborne contaminants (LGAC) produced during laser surgical procedures has shown the presence of gaseous toxic compounds, bio-aerosols, dead concentrations, some of the LGAC can cause ocular and upper respiratory tract irritation, have unpleasant odors, create visual problems for the physician and have been shown to have mutagenic and carcinogenic potential."

"Note:  Electrosurgical devices and instrumentation are often used both separately and simultaneously with lasers.  These devices have been found to produce the same type of airborne contaminants as produced by laser-tissue interaction and these contaminants should be evacuated from the surgical site."

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LASER
American National Standard Institute
, "The Safe Use of Lasers in Health Care Facilities" (ANSI Z136.3 - 1998, 7.4, pg 17)

"In most Class 4 laser operations the vaporization of target tissue produces noxious airborne contaminates that can cause lacrimation, nausea, abdominal cramping and vomiting.  Such airborne contaminants shall be removed by localized exhaust ventilation.  An alternative is the use of a portable smoke evacuator, using charcoal and/or HEPA-type filters.  Replaceable filters should be monitored on a regular basis following the manufacturer's recommendations and be considered as a possible biohazard and disposed of accordingly."

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LASER and ESU
Occupational Safety and Health Administration (OSHA) General Duty Clause

"Each employer shall furnish to each of his employees employment and a place of employment which are free from recognized hazards that are causing or are likely to cause death or serious physical harm to his employees."

Note:  Extensive literature and evidence of the hazards of surgical smoke would help classify this as a recognized hazard.  NIOSH has determined in their Health Hazard Evaluation Report 88-101-2008 that "exposure to the constituents of the smoke generated during laser surgery presents a potential health hazard."  NIOSH also determined in their Health Hazard Evaluation Report 88-126-1932 that a potential hazard exists from exposure to smoke generated by electrocautery knives during reduction mammoplasty surgical procedures.

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ESU
AORN 1996 Recommended Practices for Electrosurgery (Recommended Practice IV, pg 159)

"Patients and perioperative personnel should be protected from inhaling the smoke generated during electrosurgery.  An evacuation system should be used to remove surgical smoke.  Research findings suggest that there is little difference between the smoke generated from electrosurgery and from lasers.  There is an undefined potential for bacterial and viral contamination of smoke.  Toxicity and mutagenicity of the gaseous by-products exist."

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LASER
AORN 1996 Recommended Practices for Laser Safety (Recommended Practice IV, pg 212)

"Patients and health care workers should be protected from inhaling the plume associated with laser use.  Plume and noxious fumes should be evacuated through a filter device.  Plume and noxious fumes are irritating to the respiratory tract.  Some particles in laser plume are classified as hazardous to breathe.  Use of a mechanical smoke evacuator system with a high efficiency filter during plume generating laser vaporization procedures decreases the risk of plume inhalation."

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LASER and ESU
AORN Journal editorial March 1996 - "Don't be a Victim of Surgical Smoke"

"You expose yourself to toxic chemicals (benzene, carbon monoxide, formaldehyde, hydrogen cyanide, methane, phenol, styrene and toluene) each time you participate in a surgical procedure in which smoke from tissue interaction with an electrosurgical device or laser is not evacuated.  The aerosols produced when lasers or electrosurgical devices are used contain particulate matter, gases, mutagens, carcinogens and sometimes DNA components.  Patients, surgical personnel and observers are exposed to the same level of toxic effects.  In one study, when smoke evacuators were not used, OR's filled rapidly (i.e., within five minutes) with particulates and the smoke plume did not dissipate through the ventilation system until 20 minutes after electrosurgical device ceased.  Indifference to surgical smoke can be hazardous to your health.  Don't be a victim."

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ESU
National Institute for Occupational Safety and Health (NIOSH) Health Hazard Evaluation Report 88-126-1932

On the basis of the mutagenicity of the airborne compounds collected during this evaluation and the acute health effects reported by operating room personnel, NIOSH investigators determined that there is a potential hazard from exposure to smoke generated by electrocautery knives during reduction mammoplasty surgical procedures.  

Recommendations:
"Engineering ventilation controls (smoke evacuation units) should be utilized to minimize the acute health effects and further reduce the potential for any chronic health effects.  The smoke evacuation units will also eliminate the emissions that can impair the surgeon's vision."

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LASER
National Institute of Occupational Safety and Health (NIOSH) Health Hazard Evaluation Report 88-101-2008

Based on the data obtained during this investigation, it was determined that exposure to the constituents of the smoke generated during laser surgery presents a potential health hazard.

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LASER and ESU
National Institute for Occupational Safety and Health (NIOSH) Hazard Control Bulletin - 96-128, "Control of Smoke from Laser/Electric Surgical Procedures.

Research studies have confirmed that this smoke plume can contain toxic gases and vapors such as benzene, hydrogen cyanide, formaldehyde, bioaerosols, dead and live cellular material (including blood fragments), and viruses.  At high concentrations the smoke causes ocular and upper respiratory tract irritation in health care personnel and creates visual problems for the surgeon.  The smoke has unpleasant odors and has been shown to have mutagenic potential.

General room ventilation is not by itself sufficient to capture contaminants generated at the source.  The two major approaches used to reduce surgical smoke levels for health care personnel are portable smoke evacuators and room suction systems.

Smoke evacuators contain a suction unit (vacuum pump), filter, hose and an inlet nozzle.  The smoke evacuator should have high efficiency in airborne particle reductions and should be used in accordance with the manufacturer's recommendations to achieve maximum efficiency.  A capture velocity of about 100 to 150 feet per minute at the inlet nozzle is generally recommended.  It is also important to choose a filter that is effective in collecting the contaminants.  A High Efficiency Particulate Air (HEPA) filter or equivalent is recommended for trapping particulates.  

Room suction system can pull at a much lower rate and were designed primarily to capture liquids rather than particulate or gases.  If these systems are used to capture generated smoke, users must install appropriate filters in the line, insure that the line is cleared and that filters are disposed properly.  Generally speaking, the use of smoke evacuators are more effective than room suction systems to control the smoke generated from non-endoscopic laser/electric surgical procedures.

The smoke evacuator or room suction hose nozzle inlet must be kept within 2 inches of the surgical sit to effectively capture airborne contaminants generated by these surgical devices.  The smoke evacuator should be "ON" (activated) at all times when airborne particles are produced during all surgical or other procedures.

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LASER and ESU
ECRI Healthcare Product Comparison System Study of Surgical Smoke Evacuator Systems, December 1995

"Smoke evacuation systems are designed to capture the smoke generated during surgical procedures in which there is thermal destruction of tissue or bone (e.g., laser surgery, electrocautery, electrosurgery).  While its pathogenicity remains uncertain, the plume (smoke composed of carbonized cell fragments, water vapor and hydrocarbons) from vaporized tissue contains small particles (<5um) and gases that are potentially hazardous.  If not evacuated, the materials can become airborne and deposit in the respiratory tracts of the surgical team, causing lacrimation, nausea, abdominal cramping and vomiting.  The type of surgical instrument, the characteristics of the tissue and the surgeon's technique affect the quantity and the characteristics of the smoke plume."

"The smoke generated during laser surgery performed to treat human papilloma virus (HPV) and other malignancies has the potential to transmit certain pathogens, there is also the risk of releasing mutagens and carcinogens into the air, including benzene and formaldehyde in concentrations that may exceed federal standards."

"While the U.S. Occupational Safely and Health Administration (OSHA) has no specific standards regarding the use of smoke evacuators, the American National Standards Institute (ANSI) recommends using portable smoke evacuators equipped with charcoal and/or high-efficiency particular air (HEPA) filters during most laser surgeries."

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LASER and ESU
ECRI Health Devices, Vol. 19, No. 1, Page 4, 1/90

"Some hospitals have used vacuum lines to exhaust smoke from the surgical field.  However, the practice is not recommended for two reasons:  particulate matter in the smoke can deteriorate hospital vacuum systems; the flow generated by the wall suction may not be high enough to capture the smoke generated at the procedure site."

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ESU
ECRI Health Devices, Vol 19, No. 1, Pager 12, 1/90, ESU Smoke - Should It Be Evacuated?

"The possible dangers related to inhaling the smoke generated during electrosurgery have been overlooked in the controversy surrounding laser smoke.  Electrosurgical units (ESU's) are used for many of the same surgical applications as lasers, including excision of malignant tumors, in which much smoke is generated.  Like CO2 laser surgery, the primary mechanism for cell destruction in electrosurgery is the heating and ultimate vaporization of water in the cells."

"Using the protocol described in the performance test, we determined the particle size distribution generated by a CSV Bovie in Cut mode set at 100 (not 100W) for 30 seconds and in Coag mode set at 50 to 60 seconds.  The results demonstrate that the spectral content of ESU smoke is very similar to that of laser plume."

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For further information on the hazards of surgical plume, current studies, updates on OSHA/NIOSH guidelines and/or mandates, please see our LINKS page.   Here you will find links to important sources of information and useful articles and publications available on surgical plume.

 

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